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Asthma FAQ

Q1. How many Americans have ever had asthma?
A1. The most recently available data is from the 2000 National Health Interview Survey. Based on the proportion of respondents who answered "yes" to the question: "Has a doctor or other health professional ever told you that you had asthma?Ó it is estimated that 27.6 million people have had a diagnosis of asthma in their lifetime. This includes 8.9 million children under age 18 years. Lifetime asthma diagnosis is not a useful measure of the current public health problem of asthma because many people diagnosed with asthma earlier in life may no longer suffer from it or may have it under control. Based on the persons who also answered yes to the subsequent question: "During the past 12 months have you had an episode of asthma or an asthma attack?" an estimated 11 million people (of which 4 million are children) had a recent asthma attack. This is a useful public health measure because it provides an estimate of people with asthma who are at risk of poor health outcomes and who use more health care resources. The persons who answered "no" to the subsequent question represent 16.6 million people who (1) have resolved asthma or (2) have current but well-managed asthma. Beginning in 2001, the prevalence of people with current asthma but who have not had an attack in the past 12 months is also being measured.


Q2. How many Americans currently have asthma?
A2. When the data from the 2001 National Health Interview Survey are available, we will be able to answer this question about current asthma, but at present we can only estimate the number of persons who have had at least one attack of asthma in the past 12 months. The National Health Interview Survey reported that an estimated 11 million persons experienced at least one attack of asthma during 2000. This represents persons who answered "yes" to the following two questions: "Has a doctor or other health professional ever told you that you had asthma?" and "During the past 12 months have you had an episode of asthma or an asthma attack?" We call this estimate the "asthma attack prevalence." Note that this is not the number of asthma attacks in one year, as one person can have more than one attack, but it is the number of individuals who reported at least one attack in the past year. Beginning in 2001, the prevalence of both current asthma and asthma attack are being measured.


Q3. Is asthma increasing or decreasing?
A3. During the period 1980 to 1996 the prevalence of asthma was determined from the National Health Interview Survey question: "During the past 12 months has anyone in the family had asthma?" The number of persons in the United States reported to have asthma doubled between 1980 and 1996, from 7.0 million to 14.6 million persons.
In 1997 we changed the way we estimate the prevalence of asthma. Data before and after 1996 cannot be directly compared. First, the asthma questions changed in 1997 to measure prevalence of lifetime asthma diagnosis and asthma attack prevalence. Second, the 1997 survey design was changed to make the data more reliable. Since 1997, asthma data are gathered for the whole NHIS sample rather than one-sixth of the sample as was done pre-1997; also, second-hand or ÒproxyÓ reporting for other household members was phased out except for children. For the four years between 1997 and 2000, which can be compared to each other, there is no evidence of an increase in prevalence of lifetime asthma diagnosis or asthma attack prevalence.

In summary, asthma prevalence increased from 1980 to 1996, but more data are needed to establish a new and reliable trend after 1997. Asthma attack and lifetime asthma diagnosis prevalence remained relatively stable from 1997 to 2000.


Q4. Why has asthma prevalence increased from 1980 to 1996?
A4. There have been many theories put forward to explain the increase between 1980 and 1996, but in general, the reasons behind rising asthma prevalence, hospitalizations, and death rates are not well understood. It is likely that many factors are responsible, and current theories include: exposures to allergens, pollutants and infections; obesity, diet and physical activity; awareness and reporting of asthma by health care workers and the public; and use of antibiotics. Just as it is poorly understood why asthma increased from 1980 to 1996, it is also not well understood why asthma attack prevalence and lifetime asthma diagnosis have remained steady from 1997 to 2000.


Q5. How many new cases of asthma occur each year in the United States?
A5. Because asthma is an intermittent chronic disease that does not require reporting to health authorities, estimates of "new cases" are not available. We can address the question indirectly by noting that the number of persons estimated to have the disease was 7.5 million more in 1996 than in 1980, an average increase of over 450,000 persons per year, but not all of these are new cases.


Q6. Why were the NHIS questions changed?
A6. The survey was redesigned in 1997 to increase the reliability of the estimates, reduce the length of the interviews, and focus on the most important public health problems. There was also a need to incorporate ongoing methodical advances in the measurement of asthma and to increase comparability across surveys. An important part of the redesign was to eliminate "second-hand," or "proxy" reports from one household member for other adults in the household, as these can be inaccurate. Proxy reports are still used for children. To further improve estimates, respondents are now asked whether they were ever told by a doctor or other health care professional that they had asthma. It was also important to determine if the asthma had been active recently by asking whether the person had experienced an attack in the past 12 months.


Q7. What has been the impact of the change in questions-- are current estimates better or worse than past estimates?
A7. The new estimates are believed to be better than past estimates, though they have the disadvantage of not being comparable to earlier data. The survey question asked before 1997 was: "During the past 12 months did anyone in the family have asthma?" This question did not require a diagnosis by a health professional. It included "second-hand" or "proxy" responding for adults not in the house at the time of the survey. In addition, since the entire NHIS sample is asked about asthma in the redesigned survey (compared to about one-sixth of the sample before the redesign), the prevalence estimates after 1997 are more precise. From 1997-2000, the NHIS includes an initial screening question to determine who in their lifetimes were told by a doctor or other health professional that they had asthma (27.6 million in 2000). It then follows up the first question by identifying those who had an attack or episode of asthma in the past 12 months (11 million in 2000). Beginning in 2001, the prevalence of people with current asthma but who have not had an attack in the past 12 months is also being measured.



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